New job Compliance Analyst Connecticut

LinkedIn Following

Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Compliance Analyst Connecticut Gerald Elliott posted a job: Compliance Analyst Connecticut "A successful asset management firm is looking for an exceptionally talented individual to join their Compliance team as a Compliance Analyst. The Compliance program is responsible for providing the firm with a reasonable level of assurance that the firm is adhering to: applicable rules, regulations, client mandates, policies, and procedures. The Compliance group has a dedicated staff of professionals that maintains the Compliance Program. Responsibilities: • Assist in reviewing company marketing material • Facilitate responses to client compliance inquiries and questionnaires • Maintain required licensure and training information for internal employees • Interact with relevant databases to extract information • Maintain departmental logs Qualifications: • Bachelors Degree in Business Management or related field preferred • Proficient in Excel, PowerPoint and Word • 2 years minimum experience reviewing marketing material, preferably with an Investment Advisor • Series 7 and 24 licenses a plus but not required • Well organized, detail-oriented and strong communication skills • Hard working, team-oriented and eager to learn in a highly intellectual, collaborative environment To apply please submit your resume to Info@compliancesearch.com"

Go see this job post »

Don't want to get activity notifications: Change your following people settings » Learn more about following people's activity LinkedIn values your privacy. At no time has LinkedIn made your email address available to any other LinkedIn user without your permission. ©2011, LinkedIn Corporation.