New job Senior Compliance Associate – Ratings Agency New York

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Senior Compliance Associate – Ratings Agency New York Gerald Elliott posted a job: Senior Compliance Associate – Ratings Agency New York "Top-tier Ratings Agency is in need of a Senior Compliance Associate. Responsibilities: • Perform continuous testing and examinations of ratings documentation for compliance with internal policies and procedures. • Develop , track, and validate remediation plans. • Prepare periodic and ad hoc compliance reports outlining the results of Compliance’s Surveillance program and present  results  to Compliance Officers and senior management. • Work with the Compliance Surveillance Team, Rating Teams, Legal and Internal Audit to enhance the Surveillance Program and improve existing surveillance program. • Develop creative automated solutions to address testing needs and present information in a concise and comprehensible manner.  • Assist in the drafting of new or amendments to existing policies and procedures. Qualifications: • Minimum of a Bachelor’s degree is required.  • Strong written and oral communication skills with the ability to interact with senior management. • At least three years of compliance and/or audit experience focusing on compliance-related activities. • Financial institutions or capital markets environment experience. • Direct regulatory experience is highly desired. • Professional, pro-active, flexible, diligent and dependable. • Excellent interpersonal skills and team oriented. • Must be highly organized and efficient with the ability to multi-task and meet tight deadlines. • Must be able to work on own initiatives, with limited supervision. • Multilanguage with ability to translate documents is a plus. • Strong Microsoft Access, Excel and Word skills. • Professional certifications such as CPA, CIA, or CFE are preferred. To apply please submit your resume to Info@compliancesearch.com"

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