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Gerald Elliott posted a job: Hedge Fund Compliance Associate New York, NY "Our client is a top-tier Hedge Fund who is seeking for a Compliance Associate to provide compliance support for the General Counsel/CCO. Responsibilities include: o Maintenance of compliance policies and procedures documentation o Implementation of compliance policies and procedures, including personal trading, expert consultant, proxy voting and trade restriction policies o Implementation of training/educational programs o Assistance with annual review of compliance policies and procedures o Assistance with investment adviser and securities related filings o Assistance with legal documentation relating to advisory and investment entities o Assistance with legal documentation relating to trading and investment o Assistance with legal documentation relating to prime brokers, executing brokers and ISDA counterparties. Qualifications: * 4-5 years of work experience; 2-3 years in a compliance role preferably at a buy-side firm. * Individual should be a self-starter, with a high attention to detail and ability to multi-task. To apply please submit your resume to Info@compliancesearch.com" |
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