New job Dynamic, Growing Investment Management Firm Seeks Compliance Generalist Greater New York

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Dynamic, Growing Investment Management Firm Seeks Compliance Generalist Greater New York Gerald Elliott posted a job: Dynamic, Growing Investment Management Firm Seeks Compliance Generalist Greater New York "The Compliance Officer will team with the Chief Compliance Officer and General Counsel to develop and maintain policies, procedures, and controls for the firm. The role will require interaction with other departments, including Marketing, Operations, and Investment Groups. The responsibilities will include maintaining and developing policies and procedures for the firm, testing and monitoring compliance controls, conducting compliance training, and reviewing personal trades and other employee activity. The candidate we are looking for is highly-intelligent, an excellent communicator, analytical, with 3-6 years’ hands-on compliance experience working within the investment management industry or with a financial regulatory agency. To apply please submit your resume to Emma Savadier - Emma@compliancesearch.com"

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