New job Hedge Fund Compliance Officer New York

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Hedge Fund Compliance Officer New York Gerald Elliott posted a job: Hedge Fund Compliance Officer New York "Top-tier well respected hedge fund seeks a Compliance professional to add to their staff. The Compliance professional will be responsible for the following: Responsibilities: · Assist with preparing for SEC registration * Preparation of regulatory filings – domestic and international * Assist with surveillance of third party research * Assist with soft dollar, best execution and personal trading compliance * Monitor compliance with insider trading procedures, including surveillance of trading and communications * Document retention oversight * Monitor and coordinate compliance activities of other departments * Assist with internal audit function * Assist with day-to-day functions The ideal candidate will have the following professional qualifications/experience: · 5+ years experience with registered hedge fund compliance issues * Experience in regulatory filings and audits * Experience in registration preparation * SEC inspection experience * Soft dollar compliance * Knowledge of investment products, processes and markets * Experience in contract and documentation review/negotiation relating to hedge fund prime brokerage, trading and other third-party commercial relationships * Best practices policy and procedures * Insider trading rules * Document retention * Excellent educational credentials To apply please submit your resume to Info@compliancesearch.com"

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