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Gerald Elliott posted a job: AVP/VP Surveillance Analyst – Equity and Derivatives Trading New York, NY "Top-tier investment bank seeks a Compliance Professional to conduct surveillance of equity and derivatives trading for Compliance. Responsibilities include: • Monitor trading activity using various reports and databases. Analyze and organize data, identifying any trends in a timely manner. • Work closely with the Business and Technology teams to enhance existing reports as well as to develop new reports. • Conduct regular reviews of policies and procedures to ensure compliance with laws and regulations. • Maintain accurate and complete compliance documentation. Qualifications: • 4+ years of Compliance surveillance experience To apply please submit your resume to Info@compliancesearch.com" |
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