New job Chief Compliance Officer – Derivatives & Swaps New York Tri-State Area

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Chief Compliance Officer – Derivatives & Swaps New York Tri-State Area Gerald Elliott posted a job: Chief Compliance Officer – Derivatives & Swaps New York Tri-State Area "Well regarded firm seeks a Chief Compliance Officer to develop, implement and manage a compliance program for their derivatives and swaps business. The position is new in response to Dodd Frank requirements. The CCO will be responsible for the following: * CCO must supervise a Swap Execution Facility (SEF) self-regulatory program. * trade practice surveillance; * market surveillance; * real-time market monitoring; * compliance with audit trail requirements; * enforcement and disciplinary proceedings; and * audits, examinations and other regulatory responsibilities with respect to members and market participants. * establish and administer a written code of ethics, and policies and procedures, designed to prevent violations of the CEA and CFTC regulations; * establish and administer written policies and procedures, including a compliance manual, designed to prevent violations of the CEA and CFTC regulations; * Candidates should have 10 +/- years of relevant experience. To apply please submit your resume to Info@compliancesearch.com"

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