New job Employee Trading Compliance New York

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Employee Trading Compliance New York Gerald Elliott posted a job: Employee Trading Compliance New York "Well regarded and successful private equity firm seeks a Compliance professional to be responsible for their Employee Trading program. The compliance professional will focus on regulatory and administrative compliance, principally under US rules and regulations relating to the Investment Advisers Act. Specifically, the compliance professional will assist with compliance functions relating to the firm's Code of Ethics and Personal Trading Policy and monitoring of employee personal trading utilizing compliance software systems, and will participate in various compliance monitoring and testing projects. The position will report to the Vice President of Compliance. Since the person will manage the Employee trading process they need to have the following: * 3-6 years of Employee Trading, outside accounts and related experience * Strong organizational skills and attention to detail * Social/interpersonal skills to interact with everyone from executive management to staff levels * Self motivation and responsibility to work independently To apply please submit your resume to Info@compliancesearch.com"

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