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Alice Morgan posted a job: Chief Compliance Officer, Greater New York "Well established money management firm seeks a Chief Compliance Officer for their mutual fund division. The company offers investment management services to individual investors, institutions pension funds including mutual funds alternative funds, managed accounts and hedge funds. Our client seeks an experienced Compliance Professional to ensure that applicable policies and procedures are comprehensive, strong, current, and reflect the firm’s business practices and processes. Candidate will review daily activate and interface with executive managers. He/She will be responsible for all daily Compliance functions. Must Have: * 7 to 10 years of asset management division experience of mutual money management firm or similar organization. * Prior management experience and the ability to interact with senior management and regulators are important. Comp with experience. To apply please submit your resume to info@compliancesearch.com" | |||||
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