Sunday, March 25, 2012

New job Branch/Region Compliance Associate New Hampshire

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  • Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com
  • Subject: Branch/Region Compliance Associate New Hampshire

Gerald Elliott posted a job: Branch/Region Compliance Associate New Hampshire

"Our client, a top-tier financial services firm, seeks a Senior Compliance Associate. This position will be based out of the New Hampshire office. In addition the position will cover the Boston/Maine general offices as well. Responsibilities include: - Assist Managing Partner in Agent Supervision. - Complete Unannounced Annual Reviews. - Review upcoming 3010 Mail. - Review outgoing correspondence. - Conduct Firm Element and Registered Representative Training. - Maintain Sales Material Review Procedures. - Train agents on proper file procedures. - Handle complaints. - Follow-up and track compliance and supervision operations. - Handle/maintain registered products sales materials and prospectuses. - Prepare for General Office Reviews. Required Qualifications: - Bachelors Degree. - Minimum 2 years of industry experience. - Comprehensive knowledge of registered and non-registered products. - Must have Series 7 and 24. - Preferred Series 51 or 53. - Series 65, 66 or ChFC (or obtain within 6 months). - Excellent communication skills (written and verbal). To apply please submit your resume to Info@compliancesearch.com"

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New job Please Join New LinkedIn Group - Occupy Wall Street vs. Wall Street

LinkedIn Following

  • Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com
  • Subject: Please Join New LinkedIn Group - Occupy Wall Street vs. Wall Street

Gerald Elliott posted a job: Please Join New LinkedIn Group - Occupy Wall Street vs. Wall Street

"OWS vs. Wall Street is the only LinkedIn group dedicated to offering an unbiased and impartial platform for uncensored discussions regarding the issues raised by the Occupy Wall Street movement. All sides and opinions are welcome and encouraged to contribute. This is NOT part of the movement. We are solely interested in providing LinkedIn members a neutral venue to intelligently voice their opinions. The forum is also appropriate for discussions involving Wall Street, politics, taxes, regulations, economic inequalities, unemployment, banking, the government, ideas to improve the economy, and other topics that have come to the forefront as a result of the Occupy Wall Street movement. Occupy Wall Street vs. Wall Street is a subgroup of The Wall Street Job Report. Please click here to join http://www.linkedin.com/groups?home=&gid=4140431&trk=anet_ug_hm Best regards, Gerald Elliott www.ComplianceSearch.com www.CompliancEX.com www.HedgeFundsX.com www.WallStreetJobReport.com"

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New job Please join our group, Dodd-Frank Jobs

LinkedIn Following

  • Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com
  • Subject: Please join our group, Dodd-Frank Jobs

Gerald Elliott posted a job: Please join our group, Dodd-Frank Jobs

"In this current market beset by uncertainty, turmoil, concerns about a potential Greek default, irreconcilable squabbling in Washington, possibility of a double-dip recession, and U.S. employment of over 9%, the overall job market outlook is bleak at best. Fortunately there is a bright spot. Due to the ratification of Dodd-Frank, for some fortunate professionals, the job market will strengthen. In many instances the job demand will skyrocket. Particularly noteworthy is the anticipated significant growth in jobs for professionals with experience in Compliance, Risk Management, Audit, Internal Audit, Legal, Regulatory, Accounting, Financial Controls, Credit, Technology, SOX , Tax, Lobbying, and Management Consulting. We have created this group to serve as a forum for exclusive notable news, engaging discussions, social networking, and job sharing in the Dodd-Frank space. Please join our group at: http://www.linkedin.com/groups?home=&gid=1811796&trk=anet_ug_hm Best regards, Gerald Elliott www.ComplianceSearch.com www.CompliancEX.com www.HedgeFundsX.com www.WallStreetJobReport.com"

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