New job Control Room Manager – Midsized Investment Bank New York

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Control Room Manager – Midsized Investment Bank New York Gerald Elliott posted a job: Control Room Manager – Midsized Investment Bank New York "Our client is a mid-sized investment bank. The company seeks a Control Room Manager. The candidate would manage the Control Room Compliance Group, which is responsible for Research and Investment Banking Compliance, and report directly to the firm’s Chief Compliance Officer. The candidate will interact daily with members of the Research and Investment Banking departments and work with other members of the Control Room Compliance Group and Compliance Department in carrying out the assigned Compliance duties and oversight. The candidate should be comfortable interacting with different levels of business lines and senior management, and be able to conduct presentations and training sessions. Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment are required along with a professional and detail oriented demeanor. Initiative in accomplishing tasks, reviews and solving problems is also a necessary skill set. Responsibilities include: Assist in implementing the firm's Information Barrier policies and procedures by maintaining the firm’s Watch and Restricted Lists Communicating with Sales, Trading, Research and Investment Banking personnel regarding specific firm transactions and compliance related issues Assist business line management with Information Barrier Over the Wall requests Conduct surveillance of trading activities in relation to the firm’s Watch and Restricted Lists Conduct compliance controls and reviews addressing research and investment banking activities at the firm Implement the firm’s employee trading policy Assist in responding to regulatory inquiries and keeping the Control Room current about relevant regulatory changes Manage multiple, deadline-oriented tasks in a fast-paced environment Draft Compliance Alerts, Compliance Manuals and Supervisory Manuals Assist with the preparation of routine presentations to large and small groups on compliance issues Qualifications: The candidate should have a basic understanding of the rules and regulations relevant to the operation of a Control Room for an investment bank. An ideal candidate would have 5-7 years of experience in any of the following areas: -Knowledge of securities laws including SEC Reg M, FINRA Rule 2711, SEC Rules 137, 138, 139, 144A and Reg D - Application of trading and communications restrictions during quiet periods before and after capital markets transactions and lock-up expirations - Bachelor’s degree required - Series 7 and 24 Preferred - Competency with MS Office (Word, Excel, Outlook) - Ability to learn and adapt to relevant trading and back-office systems Excellent written, interpersonal and oral communication skills To apply please submit your resume to - Info@compliancesearch.com"

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New job HEY ☛ YOU ☚, BIG THINKER!!

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: HEY ☛ YOU ☚, BIG THINKER!! Bagicha Padilla posted a job: HEY ☛ YOU ☚, BIG THINKER!! "If you want financial and personal Freedom in your life, if you want 2012 to be your best year ever, if you're ready to make your wildest dreams come true, and if you'd like to learn more about the company and community where all this is possible for you... then you've stumbled on the right step! The one that's taking you up to the next level, all the way up to the top... exactly where you deserve to be! Visit my website: http://incomesunlimited.com/p=lnkd and fill in the simple form to request more information. But please do it, if your ready, and ONLY if you're serious about making a difference once and for all in your life. See you on the other side!"

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New job SIS Analysts 10 positions! Hiring asap!

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: SIS Analysts 10 positions! Hiring asap! Mindy Fesinstine posted a job: SIS Analysts 10 positions! Hiring asap! "Now hiring: SIS Analysts 10 positions! Hiring asap! http://www.ziprecruiter.com/job/SIS-Analysts-10-positions-Hiring-asap/a2cf4fb4/?source=social-linkedin-group-jobs"

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