Sunday, April 22, 2012

New job Regulatory & Compliance – Audit Director New York or New Jersey

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  • Subject: Regulatory & Compliance – Audit Director New York or New Jersey

Gerald Elliott posted a job: Regulatory & Compliance – Audit Director New York or New Jersey

"Well respected bank seeks a Regulatory & Compliance – Audit Director. The position will be reporting into the Deputy Chief Auditor and supporting the Chief Audit Executive (CAE) and Deputy Chief Auditor. He/she will be responsible for developing and maintaining the strategic direction of the regulatory and compliance audit coverage of the Bank. This will include coordinating regulatory audit strategy with cross border audit partners. The primary responsibility will involve assisting in the development and execution of the internal audit plan with respect to appropriate regulatory and compliance internal audit coverage. The Audit Director will further be responsible for all program level regulatory and compliance audits as well as interfacing with all other audit teams, as appropriate, to ensure comprehensive regulatory coverage by the Audit Division. This position will interact with senior and executive management in the regulatory and compliance areas as well as potentially all major divisional segments of the Company, including Retail Banking, Commercial Banking, and other Corporate Center activities. Additional Accountabilities: * Ensuring completion of his/her respective annual audit plan and is accountable for the use of resources allocated * Administration of HR policies within his/her own group, as they pertain to the overall management and development of people resources * Ensuring that departmental processes are in place that support adherence with the Standards of the Institute of Internal Auditors, as well as with applicable laws, regulations and Company policies Requirements: * 4-year degree or the equivalent combination of education and work experience. * 10+ years of progressively responsible experience in public accounting and/or internal auditing management * Expert knowledge of auditing principles and practices as well as applicable legal and regulatory statutes * Extensive level of banking regulatory experience and certifications coupled with business expertise in an institution subject to large bank supervision; demonstrated ability to effectively coordinate appropriate and comprehensive regulatory audit coverage and interface with executives and multiple regulators * Strong ability to delegate authority and establish policies that ensure oversight of delegated authority * Ability to analyze business situations and effectively collaborate on overall corporate direction * Strategic planning and process management experience * Senior management and leadership experience, with financial management background. * Excellent written and verbal communication skills, including public speaking ability and positive public presence To apply please submit your resume to Info@compliancesearch.com"

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