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Subject: Director AML Risk Assessment, New Jersey

Alice Morgan posted a job: Director AML Risk Assessment, New Jersey

"The ideal candidate will be primarily accountable for the ongoing improvement of the AML and OFAC compliance oversight functions of the AML group in a risk-based manner. This person will collaborate with business partners in order to successfully discharge his or her duties. Daily tasks will consist of, but are not limited to: * Developing, modifying and conducting AML and OFAC risk assessments for various business areas. * Creating and performing control self assessments of the AML group itself in collaboration with the Corporate Centers Risk Officer. * Performing Quality Reviews of work performed by the AML group. * Preparing and overseeing compliance performance metrics and statistics, and preparing reports to be sent to various internal parties. * Acting as the primary liaison for the annual independent test of the AML group. * Developing and conducting compliance oversight of relationships with internal or external third parties that perform AML or OFAC duties. This may include: site visits as a representative of the AML Officer and the drafting of associated memos; reconciliation and monitoring of work performed or documents provided to the AML group and/or firm. * Reviewing and analyzing the various AML programs on a periodic basis and drafting necessary changes for final approval by the AML Officer. * Supervising and overseeing the AML group's records management program. * Supervising the Records Hold Order process. * Analyzing the results of transaction monitoring systems and drafting recommended changes to the system for optimal results or to close gaps revealed in emerging criminal typologies. * Overseeing and conducting special projects and other duties as assigned by the AML Officer. REQUIREMENTS: * BA or BS Degree strongly preferred. * Four plus years of any combination of risk assessment/management, compliance, program monitoring, testing, or operational oversight required. * Prior operational anti-money laundering experience a plus, but some knowledge of anti-money laundering and/or OFAC compliance principles required. * Strong verbal and written communication skills required. * Analytical skills required with the ability to exercise prudent judgment and discretion in the process of identifying and resolving problems/issues. * Highly organized with attention to details necessary. * Ability to interact with all levels of management. * Highly motivated with a positive outlook and the ability to demonstrate a professional demeanor at all times. * Individual must be a self-starter with the ability to handle multiple tasks at one time. Knowledge of Mutual fund and/or retail Broker/Dealer products a plus. Additionally, experience with Institutional brokerage or commodities trading customers is a plus. To apply please submit your resume to Michael Lane – Mlane@ComplianceSearch.com"

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