New job Compliance Personal Conflicts Monitoring Consultant New York, NY

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Compliance Personal Conflicts Monitoring Consultant New York, NY Gerald Elliott posted a job: Compliance Personal Conflicts Monitoring Consultant New York, NY "Top-tier global rating agency is in need of a Compliance Personal Conflicts Monitoring Consultant to temporarily assist with special projects to support the monitoring of securities trading and personal conflicts. This role will involve supporting the monitoring of securities trading activities and the execution of employee certifications. Responsibilities: • Open and classify mail • Research mutual funds to identify sector funds • Review brokerage statements against criteria for to identify potential conflicts • Verify/update data in Examiner (securities monitoring database): • Industry codes • Employee groups • Personnel data • Assist with reviewing responses to the certification to be completed by Latin American employees, including researching securities, entering positions/trades into Examiner, and highlighting areas for follow-up • Verify employee files for all current US and Latin American employees • Research unmatched securities identified in Examiner reconciliation reports Qualifications 5 years experience To apply please submit your resume to Info@compliancesearch.com"

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