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Subject: Regulatory Compliance Associate New York

Gerald Elliott posted a job: Regulatory Compliance Associate New York

"Top-tier financial services firm is seeking a Regulatory Compliance Associate to support the Compliance function by performing a variety of corporate compliance and supervisory related tasks. The focus of the position is to implement key features of the Group’s corporate and supervisory tracking policies and procedures. Other Responsibilities include: • Perform a variety of compliance tasks as assigned. These include but are not restricted to the following: corporate compliance investigations and tracking of remediation • Implement tracking policy for supervisory processes. • Complete the accompanying administration associated with due diligence, such as drafting reports and accompanying notes. Qualifications: Practical experience of working within a financial institution compliance or regulatory agency environment on corporate compliance or auditing Practical experience of working within a correspondent banking, payments industry, forex or derivatives compliance environment Good practical experience of data mining experience, data import/export, and working with delimited files Good practical experience of formulating conclusions with respect to potential OFAC violations or possible suspicious activity Strong practical experience of working with Microsoft Windows, Acrobat, Excel: including a proven ability to work on data manipulation, pivot tables, formulas, simple modeling, and macros To apply please submit your resume to Info@compliancesearch.com"

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