New job Private Bank/Financial Services- Compliance Officer Massachusetts

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Private Bank/Financial Services- Compliance Officer Massachusetts Gerald Elliott posted a job: Private Bank/Financial Services- Compliance Officer Massachusetts "Our client is an old-line, well-respected privately owned financial firm. The company seeks an individual to become the Compliance Manager. This individual will seek to ensure that business is being conducted in conformity with all applicable laws, regulations and internal procedures as well as keep abreast of new products, technologies, and their applications and implications for the firm. Responsibilities include: Compliance Policy *Assists in developing compliance policy and provides support to the business units with regard to business developments. *Monitors and ensures compliance with applicable US regulations and ensures consistent implementation for compliance and risk programs. *Identifies and leads initiative to strengthen risk management practices with the firm’s business lines. Business Planning * Collaborates with senior management to develop, recommend, and/or execute business plans for the area of responsibility. *provides management reporting to Sr. Compliance Mgr on various stages of the business plan. * Maintains and develops a risk based regulatory testing compliance procedures and monitoring process, if necessary for responsibilities. *Analyzes staffs workflow to maximize operational efficiency and compares this areas procedures with current regulatory requirements to implement any new technology that the dept. Requires. Staff Training / Management *Responsible for providing direction and training to staff *Handles personnel-related issues within parameters of the firm and compliance department QUALIFICATIONS: * BS/BA or equivalent work experience. * Law degree is a plus. *5-10 years of work experience. To apply please submit your resume to info@compliancesearch.com"

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