Wednesday, November 28, 2012

New job Consumer Bank Testing Director - Compliance, New York, NY

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  • Subject: Consumer Bank Testing Director - Compliance, New York, NY

Alice Morgan posted a job: Consumer Bank Testing Director - Compliance, New York, NY

"The Global Compliance Testing Program and Strategy Director will be responsible for providing governance and strategic direction to the Compliance Testing programs in the Global Regions for both the Consumer and Institutional Clients Group (ICG) businesses. This leadership role collaborates with the regional Compliance Testing Heads for the global regions as well as business leaders. The Director will carry out the following activities, directly or through established staff, in fulfillment of these responsibilities: Planning, Management, Execution and Oversight: * Function effectively within a matrix organizational structure, collaborating with Compliance teams supporting global regions and diverse products to facilitate appropriate levels of information sharing and coordination related to Compliance Testing. * Lead or oversee cross business programs, projects and initiatives related to Global Consumer Compliance Testing, management strategy and project management. * Drive results through collaboration and managing through influence to gain consensus and move initiatives forward. * Lead or oversee issue resolution, to include the initiation, development and delivery of products, programs and strategies responsive to the issues. * Participate in the oversight and enhancement of the Compliance Testing infrastructure in support of reporting, capacity planning, plan development, administration and analysis of testing outcomes across Global regions. * Continually review and optimize the Test strategy to eliminate redundancy and duplication, identify process gaps, streamline risk assessments and enhance adequacy, efficiency and effectiveness of test design while taking into account variable requirements of individual regions. * Coordinate the governance of the annual Testing plan, in conjunction with the Global Region Compliance Testing heads. * Lead and manage a staff of Compliance officers at various levels, with accountability for hiring, training, development, performance and compensation recommendations for directly supervised Compliance staff, and accountability for providing input on the above issues for matrix-managed staff. * Coordinate organizational structure, budget and other administrative functions related to the Global Testing organization. Advisory: * Establish a professional relationship with regulatory bodies as well as key internal/external stakeholders and proactively represent Global Compliance Testing as required. Communications: * Keep Compliance, Business and Functional management informed of significant matters and oversee a governance process designed to communicate timely and relevant information to senior management as well as Corporate / Regional management, via both established dashboards and other vehicles. Qualifications: * Experienced compliance professional with a strong understanding of Global businesses, with an emphasis on consumer and ICG businesses (5+ years in a managerial role). * Experienced in developing, leading and completing projects with risk/compliance testing components. * Experience assessing regulatory areas to develop annual testing plans. * Experience interacting with regulators. * Ability to gain an understanding of Corporate and product-specific policies/control environment, as well as key regulatory requirements. To apply please submit your resume to info@compliancesearch.com"

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