New job Vice President, Compliance Governance New York

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Vice President, Compliance Governance New York Gerald Elliott posted a job: Vice President, Compliance Governance New York "Top-tier financial services firm is seeking a VP for the Compliance Governance Team. Responsibilities • Support various Compliance Governance initiatives and processes as needed, including Americas Governance Control Committees. Regulators and Exchange Reporting, Customer Complaints, Fraud, Control Issue and Principal Risks monitoring and reporting • Some of the disciplines of the Compliance Governance team are Committee Governance, Regulatory Inquiry and Exam Tracking and Monitoring, Whistleblowing, Customer Complaints, Principal Risk and Control Issue monitoring and reporting, Brand and Reputation, Transaction reviews, Mandatory Block Leave and Debt to Equity Policies and Fraud. Qualifications • 7+ years of total experience, the majority of which has been gained in an Investment Bank or a Commercial Bank. • 5+ years of Compliance experience • Demonstrated communication skills To apply please submit your resume to Info@compliancesearch.com"

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