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Subject: Anti-Money Laundering Compliance Manager Florida

Gerald Elliott posted a job: Anti-Money Laundering Compliance Manager Florida

"Division of a major financial services firm seeks an Anti-Money Laundering Compliance Manager. The Compliance manager will be responsible for conducting complex money laundering and fraud investigations, drafting Suspicious Activity Reports, reviewing Anti-Money Laundering surveillance alerts and exception reports, reviewing and approving high risk account openings and training firm staff in Anti-Money Laundering red flags. The ideal candidate should have a thorough understanding of AML and OFAC regulations, the ability to draft policies and procedures, experience with CIP rules and guidance, an understanding of AML surveillance programs and experience conducting money laundering and fraud investigations. He/she should also have a basic understanding of brokerage products and services. The candidate will interface with internal business units, participate in governance committees, and liaise with external broker-dealer clients. The candidate will create and deliver firm-wide AML training. Candidate should have previous experience dealing with regulators and/or examiners and should be familiar with handling responses to regulatory and/or law enforcement inquiries. Five (5) years of relevant product/financial services auditing or compliance experience. Thorough knowledge of AML rules and regulations. The ability to manage stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively communicate with senior management and regulators. EDUCATION, EXPERIENCE, SKILLS DESIRED: • Series 7 license preferred. • Fluency in Spanish is a plus • Thorough knowledge of AML rules and regulations, including OFAC • Excellent problem solving, analytical ability, oral and written communication skills. • The ability to manage stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. • Previous AML/Look-back project experience a plus • Basic understanding of securities trading or operations or both • Computer proficiency and knowledge of LexisNexis (or similar) required • Proficiency with Actimize, Mantas, SearchSpace or similar surveillance system required • Ability to multi-task, adapt to new changes and rapidly confront new challenges • Good interpersonal, organizational, and analytical skills • Strong work ethic • Ability to work independently and in a team environment To apply please submit your resume to Info@compliancesearch.com"

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