New job Compliance Officer - FX Advisory Compliance New York, NY

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Compliance Officer - FX Advisory Compliance New York, NY Gerald Elliott posted a job: Compliance Officer - FX Advisory Compliance New York, NY "Top-tier investment bank seeks a Compliance Officer to cover their Global Finance and Foreign Exchange divisions. Job Context & Responsibilities: The person performing this trading desk compliance advisory position will be responsible for implementing and managing the overall compliance program for the Global Finance and Foreign Exchange (GF and FX) businesses in the firm’s New York Office. The FX business group performs sales, trading, structuring and corporate coverage activities in global foreign currency markets. The Global Finance business engages in sales, structuring, and trading activities in short term interest rate derivatives, money market, and government and credit repo markets. Responsibilities will include: * Managing the local compliance program for this business area in a manner designed to meet regulatory requirements and industry best practices. * Identifying regulatory trends and developments, advising business staff as to how this may impact their current activities, and working with supervisors to implement any required changes to current policy / practice. * Drafting and updating policies and procedures. * Developing trade surveillance reports. * Participating in internal investigations, responding to regulatory inquiries, and coordinating internal and external audits and inspections. * Interacting with regulatory agencies and exchanges. * Providing regulatory/compliance training as needed. Level of skills, abilities and knowledge: * 3-5 years of compliance or regulatory experience, preferably with a federal regulator or self-regulatory organization, or in a trading environment, risk management function, or law firm. * Bachelor’s degree. * Strong knowledge of Federal and NY State laws, rules and regulations pertaining to banks or bank holding companies participating in capital markets. * Excellent oral and written communication skills. * Ability to project confidence and professionalism in all dealings with business personnel. * Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor environment. * Familiarity with FX trading deal capture systems, a strong plus. * Securities and/or futures licenses, a plus. * Experience in an investment banking environment, a plus. * Experience with structured products, linked notes, prime brokerage, and/or ETFs, a plus. To apply please submit your resume to Info@compliancesearch.com"

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