New job Director, Trust Legal Counsel & Compliance Officer Delaware

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Group: JOBS 2.0: Job Search Career Networking Staffing. Post Resume -Get Paid by Employers at Resumark .com Subject: Director, Trust Legal Counsel & Compliance Officer Delaware Gerald Elliott posted a job: Director, Trust Legal Counsel & Compliance Officer Delaware "Top-tier financial services firm is seeking a Trust Legal Counsel and Compliance Officer at the Director level. This position will also assist with the development of procedures for the fiduciary review and will acceptance of personal and institutional trust business and will work with outside counsel to create standard documents and processes for acceptance and ongoing administration of new clients. In addition, the Counsel/Compliance Officer will be responsible for implementation, ongoing maintenance and oversight of the compliance program for the firm. Responsibilities will include providing compliance/legal advice to management, project managers and infrastructure teams on all compliance, legal and regulatory matters arising from the trust business and other related banking activities. Primary responsibilities include: • Provide day-to-day legal risk assessment and management for the firm, by among other things: • Retaining and managing external legal counsel, as needed • Advising on and coordinating representation of the firm with respect to corporate governance issues and regulatory issues • Coordinating the drafting of legal documents, contracts, client agreements and other documents in conformance with all applicable laws, rules and regulations • Advising with respect to the creation of new products, including common and collective trust funds, donor advised fund and other institutional products • Advising with respect to the creation and oversight of trust company policies and procedures • Coordinating with internal team and external counsel, where appropriate, in conducting legal reviews on all new trust account relationships • Reviewing all external marketing materials for use with both U.S. and international clients including review of investment marketing materials and product specific materials Qualifications: • 8+ years of professional experience as either a practicing attorney in a law firm trust department or in-house experience at a national bank, wealth management firm or trust company • Thorough knowledge of regulatory governance for trust company entities as well as securities laws, strong knowledge of investment products and prudent investor standards for fiduciary investment management, as well as familiarity with fiduciary investment management principles and wealth transfer planning strategies and structures • In depth knowledge of securities laws, rules and regulations particularly in the context of a trust company structure within a broker-dealer environment • Familiarity with fiduciary laws, and in particular Delaware laws, as well as offshore trust law and practices • In depth knowledge of fiduciary administration and all applicable laws, rules and regulations as well as fiduciary, gift and estate tax preparation and wealth planning expertise • In depth knowledge of applicable state and federal banking laws and regulations along with bank services, policies and procedures • LLM, MBA, CPA, CFA, CTFA certifications • Series 7, 24, 63, 65, 66 • Regulatory experience To apply please submit your resume to Info@compliancesearch.com"

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