Wednesday, August 17, 2011

New job Bank Regulatory Compliance – VP New York, NY

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  • Subject: Bank Regulatory Compliance – VP New York, NY

Gerald Elliott posted a job: Bank Regulatory Compliance – VP New York, NY

"The investment banking division of a top-tier financial services firm is seeking a Bank Regulatory Compliance VP. The Compliance Department is responsible for the creation and implementation of appropriate regulatory policies and procedures for all of the firm’s businesses, for the provision of related training and advice, for the monitoring and review of all business activities to measure Compliance with policies and procedures, for undertaking enforcement and sanctions activity and for the management of the firm’s relationship with all of its regulators. Qualifications • 4-year undergraduate degree • 7+ years' experience in Compliance for an international firm and/or a bank regulatory agency Preferred Qualifications • 3+ years at a US banking regulator including experience with internal processes, practices and proceedings at a US banking regulator, particularly with respect to conducting examinations • 3+ years experience at the Federal Reserve • Demonstrated knowledge of investment banking, banking laws and regulations • Demonstrated knowledge of mass information delivery systems such as SharePoint and Intralinks To apply please submit your resume to Info@compliancesearch.com"

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